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Securities Industry and Financial Markets Association
Results: 602

#	Item
381	September 22, 2008 Florence E. Harmon Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-23 11:36:46 Stock market Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Electronic Municipal Market Access Securities U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Exchange Act Financial economics Investment Financial system
382	February 7, 2008 Via Electronic Mail ([removed]) Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-08 15:05:07 Financial system Investment 73rd United States Congress Stock market Securities Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Christopher Cox Securities Act United States Securities and Exchange Commission Financial economics United States securities law
383	January 17, 2007 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F. St. N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-19 15:25:38 Financial markets United States Securities and Exchange Commission Stock market United States securities law Regulation NMS Securities Exchange Act Short Securities Industry and Financial Markets Association Market data Financial economics Finance Investment
384	September 9, 2008 VIA EMAIL Ms. Florence E. Harmon Acting Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-11 11:31:46 Financial markets United States Securities and Exchange Commission United States securities law Securities Stock market Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Broker-dealer Citigroup Financial economics Investment Finance
385	November 2, 2007 VIA ELECTRONIC MAIL Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-05 09:34:53 Financial markets Financial services Short selling Broker-dealer Securities Industry and Financial Markets Association Financial adviser Investment Advisers Act U.S. Securities and Exchange Commission Short Financial economics Finance Investment
386	Microsoft Word - Implementation.Letter.Draft.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-20 14:41:57 United States securities law Stock market Self-regulatory organizations Bonds Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act U.S. Securities and Exchange Commission Commodity Futures Trading Commission Financial economics Finance Investment
387	c June 25,2007 VIA EMAIL Nancy M. Morris Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-26 11:06:02 Financial system Net capital rule Short Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Securities Investor Protection Corporation Margin Repurchase agreement Financial economics Finance Financial markets
388	February 18, 2010 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-18 16:06:37 Financial markets Finance United States Securities and Exchange Commission United States securities law Alternative Trading Systems Regulation NMS Securities Exchange Act Securities Industry and Financial Markets Association Dark liquidity Financial economics Stock market Investment
389	Microsoft Word - CapCommLtrFinRespRulesNov 07 final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-19 13:51:02 Finance Securities Industry and Financial Markets Association Short U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Net capital rule Financial economics Financial markets Financial system
390	MEMORANDUM TO: File Number S7[removed]FROM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-13 09:51:17 Investment Market liquidity Repurchase agreement Security Securities Industry and Financial Markets Association Federal Reserve System Short Broker-dealer Liquidity risk Financial economics Financial markets Finance

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